Securities & Financial Regulatory Litigation

Conrad & Scherer’s securities and financial regulatory litigation practice offers vast experience representing and advising clients on a range of matters concerning securities law, whether these issues are related to state or federal regulations. We are highly knowledgeable in the 1933 and 1934 Securities Acts, the Investment Company Act, the Investment Advisory Act, the RICO statutes, shareholder derivative suits, individual actions, group and class shareholder actions, mergers, acquisitions, takeovers and proxy-related actions. We offer these services to individual clients as well as to broker-dealers, public companies and investment funds.