Securities & Financial Regulatory Litigation
At Conrad & Scherer, our securities and financial regulatory litigation practice offers a wealth of experience and expertise in navigating intricate securities laws, both at the state and federal levels. As one of the leading litigation firms in South Florida, we possess deep knowledge of key statutes and regulations, including the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Company Act, and the Investment Advisers Act, along with RICO statutes.
We understand the gravity of shareholder derivative suits, individual actions, group and class shareholder actions, as well as mergers, acquisitions, takeovers, and proxy-related actions. Our team has the capacity to handle complex, high-stakes financial disputes with a track record of successful outcomes.
What sets us apart is our comprehensive service offering, catering not just to individual clients, but also to broker-dealers, public companies, and investment funds. We deliver high-quality legal solutions by understanding our clients’ unique needs and the evolving landscape of securities and financial regulation.
Securities Law Litigation
Securities law can be a complex and overwhelming field, which is why you need a trusted partner who understands its nuances. Conrad & Scherer’s experienced securities attorneys can skillfully guide you through a variety of issues, from complex commercial transactions to litigation and regulatory enforcement proceedings. We are proficient in managing issues related to insider trading, securities fraud, and SEC enforcement actions.
Financial Regulatory Litigation
In the world of finance, navigating the regulatory landscape is a daunting task. Whether it’s a case involving the Consumer Financial Protection Bureau (CFPB), the Financial Industry Regulatory Authority (FINRA), or the Securities and Exchange Commission (SEC), we have a broad understanding of the regulatory frameworks and litigation procedures. Our team is committed to helping you comply with regulations and defend your rights in any litigation.
Broker-dealers face unique regulatory challenges and potential liabilities. Our expertise extends to defending broker-dealers in regulatory investigations, enforcement proceedings, and civil litigation. We work tirelessly to minimize our clients’ exposure to liability and protect their professional reputation.
Corporate and Investment Fund Services
For public companies and investment funds, we provide top-notch legal advice and guidance on securities law compliance, corporate governance, and transactions. Our attorneys help clients navigate complex legal matters such as mergers, acquisitions, and other significant transactions. We understand the unique challenges these entities face and provide strategic advice tailored to meet their needs.
Experience the Conrad & Scherer Difference
At Conrad & Scherer, we take pride in our ability to understand our client’s needs and deliver comprehensive, personalized solutions. Our commitment to excellence and attention to detail sets us apart in the field of securities and financial regulatory litigation. If you’re looking for an experienced, dedicated legal partner in South Florida, contact us today.